Request Demo

Compliance & Security

Built for the New Regulatory Reality

Deployed on your terms, governed by your policies, auditable by your team.

"To use AI for research, you need infrastructure, not just a chatbot."

01

SEC 2026 exam priorities flag AI-based systems

Regulators are increasing scrutiny on how financial firms deploy and govern AI tools in their workflows.

02

FINRA treats AI content as regulated communications

AI outputs used in client-facing materials must meet the same compliance standards as human-authored content.

03

SEC enforcement actions against "AI washing"

Firms misrepresenting AI capabilities face regulatory action. Transparency and accuracy are non-negotiable.

Full provenance

Every claim traces to a source document. Every number is auditable. Nothing ships unverified without a flag.

Audit trail

Complete Books and Records compliance. Every generation, edit, and approval is logged and retrievable.

Analyst governance

Role-based access controls, approval workflows, and methodology enforcement across your team.

Data sovereignty

Your data never leaves your environment. We never train on client data. Full isolation, zero exceptions.

Your data. Your control.

Your documents, models, and outputs stay yours. Nothing is shared, aggregated, or used to train our systems. Ever.

Discuss your security requirements.

Request Demo